Open Positions

LONG BOOK				SHORT BOOK
Ticker	Cost Basis	Size		Ticker	Cost Basis	Size
AY	37.01	6%		DUK	103.16	6%
BEPC	44.14	6%
PCG	10.56	2%
STEM	23.68	1%
EVGO	10.05	1%
CAG	33.35	4%
NWL	22.65	2%
DOCU	141.54	1%
KMI	16.03	2%
TLT	146.55	10%
Net Long/Short (Equities)		19%
Net Long/Short (Total)		29%
Gross (Equities)		31%
Gross (Total)		41%

Regarding position size:

• Single stock equity positions are traded in 2% increments and held in 2%, 4%, and 6% sizes per company.
• Equity Index ETF positions are traded in 5% increments and held in limits of 25% in a broad index ETF and 10% for single sector ETFs.
• Debt ETF positions are traded in 5% increments and held in 5%, 10%, and 15% per ETF.
• Gold and currency ETF positions are traded in 5% increments and held in 5%, 10%, and 15% per ETF.